AMP operates inside a documented regulatory architecture: SEC Reg A+ Tier 2 qualification, FINRA-supervised broker-dealer execution, WSGR-cleared securities counsel, holdco oversight, and independent audit on cohort reporting cadence. Every obligation is filed, disclosed, and continuing.
The AMP — Alice Market Place — offering is constructed on a four-pillar compliance framework. Each pillar is independently constituted and collectively enforcing.
The offering is filed under SEC Regulation A+, Tier 2 — the highest tier of the Reg A framework, permitting up to $75M in public raises per twelve-month period. Form 1-A filed; qualification pending Division of Corporation Finance review per CFR 17 §230.252. Tier 2 imposes substantive disclosure, ongoing reporting, and review obligations that are rigorously maintained.
Securities transactions are conducted through AMP, a FINRA-registered broker-dealer infrastructure operating under full supervisory obligations. Investor onboarding, KYC/AML screening, and transaction processing occur within a FINRA-supervised framework. This is not a self-directed platform — it is an intermediated, compliant transaction environment.
Investor funds are received, held, and disbursed through AMP USD settlement, whose underlying banking infrastructure carries FDIC deposit insurance coverage. Funds are not commingled with operating accounts prior to closing. Escrow mechanics are governed by the terms of the offering and administered independently of the issuer.
Wilson Sonsini Goodrich & Rosati — among the preeminent securities and technology counsel firms in the United States — serves as legal advisor to the offering. WSGR’s involvement spans offering structure, regulatory correspondence, and ongoing compliance review. Counsel is retained, active, and on record.
SEC Reg A+ Tier 2 issuers are subject to mandatory ongoing reporting obligations filed with the Commission. AMP meets and exceeds these requirements through a structured cadence of public and internal reporting.
Filed annually with the SEC, the Form 1-K provides audited financial statements, management discussion and analysis, material business developments, and a full update to risk factors. The annual report is publicly accessible via the SEC’s EDGAR database within 120 days of fiscal year-end. This is not a summary document — it is a complete financial and operational accounting of the issuer.
Filed semi-annually, the Form 1-SA provides interim financial statements and an updated management narrative covering the preceding six-month period. The 1-SA maintains reporting continuity between annual filings and ensures investors receive material updates on financial position and operational progress without the full twelve-month lag of annual-only reporting.
Beyond SEC-mandated filings, AMP conducts quarterly internal audits of financial controls, escrow mechanics, and operational compliance. These audits are reviewed at the governance level and inform the preparation of all external filings. Internal audit findings are subject to independent review protocols and documented in governance records.
All fees associated with the AMP offering are disclosed in the offering circular. The following represents the material fee structure applicable to investor transactions. No fee is hidden, deferred without disclosure, or structurally obscured.
All figures are subject to the terms and conditions set forth in the offering circular. Investors are advised to review the complete fee table contained therein prior to making an investment decision. Figures stated represent maximums; actual costs may be lower depending on offering mechanics and final allocation.
An investment in the AMP cohort offering involves a high degree of risk. These securities should not be purchased by any person who cannot afford to lose their entire investment. Risk factors are material, numerous, and disclosed in full within the qualified Offering Circular. They include, but are not limited to, early-stage platform risk, alternative-assets market risk, capital-stack subordination risk (Main Street tranche bears first-loss exposure), illiquidity risk (no public secondary market in primary distribution phase), regulatory risk, and concentration risk.
“Investors should read the Risk Factors section of the Offering Circular in its entirety before making any investment decision. The risks described are not exhaustive — additional risks not currently known or considered material may also impair operating results.”
— AMP · Offering Circular · Risk Factors Preamble